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PRIVACY NOTICE

This privacy notice (Privacy Notice) informs our clients, prospective clients, business

partners, and any other party (or persons acting on behalf of such party) about how

Bullfinch Partners SA de CV (we/us) treats personal data (Data).

 

1. Controller and Contact Details

 

Bullfinch Partners SA de CV is the controller for the processing of Data under this

Privacy Notice, unless we tell you otherwise in an individual case.

 

You may contact us for data protection concerns and to exercise your rights under

Section 6 as follows:

 

Bullfinch Partners SA de CV

Bosque de Duraznos 127

Col. Bosque de las Lomas

Alc. Miguel Hidalgo

CP. 11700, CDMX, Mexico

info@bullfinchpartners.com

 

2. What is this Privacy Notice about?

 

As a financial company, we collect and process personal data related to our Services

from our customers’, custodian banks and other parties. We may also use Data from

further third-party or public sources, such as Due Diligence solutions and government

registries.

 

We need to collect, share and process this personal data in order to run our everyday

business. If we cannot obtain the required information, we may not be able to process

your request, enter into or negotiate a contract and provide you with our Services.

 

If you disclose data to us or share data with us about other individuals (e.g. ultimate

beneficial owners, relatives, etc.), we assume that the data is accurate. By sharing this

data, you confirm that you are authorized to do so. Please inform the affected

individuals about this Privacy Notice.

 

3. Processed data and purpose

 

In the standard course of business we process various categories of data. The main

categories of data are the following:

 

3.1. Service data and contract data: The data required to provide you with our

services include any information required or obtained from you or other third

parties, such as Contract Data, date of birth, nationality, identity document

details, title, profession, financial details (incl. source of wealth,

shareholdings), client history, sanctions, your feedback, etc.).

When entering into, negotiating or performing a contract with you, we may

collect data relating the services to be provided, as well as data from the

period leading up to the conclusion of a contract, information required or

used for performing a contract and information about feedback (Contract

Data).

 

In general, Service Data will be used for the provision of services, including

invoicing and to comply with the applicable regulatory and legal

requirement as well as our internal regulations (e.g. know-your-customer

procedures and compliance with anti-money-laundering and fraud

prevention obligations).

 

When determining your identity, we collect data to identify you (e.g. a copy

of an ID/passport). We generally keep this data as long as required to

comply with legal, regulatory or contractual requirements, for evidentiary

purposes or technical reasons. Emails in personal mailboxes and written

correspondence are generally kept for at least 10 years.

 

3.2. Communication data: Furthermore, when providing our Services, we may

collect and process emails, letters and other communications between you

and us, including metadata of the communication.

 

We process your data for purposes related to communication with you, in

particular in relation to responding to inquiries and the exercise of your rights

and to enable us to contact you in case of queries. For this purpose, we use

in particular communication data and master data. We keep this data to

document our communication with you, for quality assurance and follow-

up inquiries.

 

3.3. Other purposes: We process personal data to comply with laws, directives

and recommendations from authorities, internal regulations. Further, we

process data for the purposes of our risk management and as part of our

corporate governance, including business organisation and development.

We may also process your data to improve our services and operations and

for security and access control purposes.

 

We process data for the conclusion, administration and performance of

contractual relationships. For relationship management purposes, we may

send newsletters and other regular contacts.

 

4. With whom do we share your data?

 

We may make your Data available to the following recipients (in compliance with

the applicable legal requirements):

 

         a) External service providers (e.g. financial institutions, IT services providers,

         compliance services providers, administrative services providers, including

         providers of digital signature services and document destruction services,

         etc.);

         b) Other involved parties (where relevant, e.g. if a person has power of attorney

         over your affairs or if the Services require the disclosure of certain Data to

         counterparties, etc.);

         c) Legal and professional advisors, including accountants and auditors;merald We       d) Competent authorities, including supervisory, tax, debt collection and

         bankruptcy authorities, courts, arbitral tribunals or bar associations (if it is

         necessary to provide our Services, if we are legally obliged or entitled to such

         disclosure or if it appears necessary to protect our interests)

 

Data is generally not shared outside of Switzerland except in cases where the client

has a custody agreement with a non-Swiss financial institution. In certain

circumstances we may transfer your data to countries, which do not offer

adequate protection pursuant to the FADP and/or GDPR such as the US and

potentially other countries. To the extent such countries do not offer adequate

protection, the transfer is secured by appropriate safeguards (such as Standard

Contractual Clauses) or based on a statutory exemption (e.g. if you have given

your consent to the transfer, if the transfer is directly connected with the conclusion

or performance of a contract with you).

 

5. Storage periods, erasure and protection of data

 

We process your data for as long as our processing purposes, the legal retention

periods and our legitimate interests in documentation and keeping evidence

requires or storage is a technical requirement. If there are no contrary legal,

contractual, or business obligations, we will delete your data once the storage or

processing period has expired.

 

6. Your rights

 

You have the right to request information about your Data we process and further

rights regarding such data processing. In particular, you have – or may have,

depending on the circumstances – the right to:

 

         a) To request information from us as to whether and what data we process from

         you, including copies of such information us (to the extent technically

         feasible);

         b) To have us correct data if it is inaccurate;

         c) To request the deletion of your data (to the extent we are not under a legal

         obligation or have an overriding or legitimate interest to retain such data).

         d) To revoke your consent to the extent you have previously given your consent

         to any specific purpose of processing of your Data. This will not affect the

         lawfulness of any processing carried out before you have withdrawn your

         consent (or any processing based on any legal basis other than your

         consent) and it may mean that we will no longer be able to provide our

         Services to you.

         e) Right to restriction of processing of personal data.

 

Please note, however, that we reserve the right to enforce statutory restrictions on our

part, for example if we are obliged to retain or process certain data, have an

overriding interest (insofar as we may invoke such interests) or need the data for

asserting claims. The exercise of these rights may be in conflict with our contractual

obligations and this may result in consequences such as premature contract

termination or additional costs. If this is the case, we will inform you in advance unless

it has already been contractually agreed upon.

 

In case you wish to exercise any of these rights, please contact us as specified in

Section 1. Before responding to your request, we may ask for proof of identity to

prevent misuse.

 

7. Data Security

 

We take appropriate security measures in order to maintain the required security of

your personal data and ensure its confidentiality, integrity and availability, and to

protect it against unauthorized or unlawful processing and mitigate the risk of loss,

accidental alteration, unauthorized disclosure and access. Despite these security

measures, we cannot completely eliminate the security risks associated with data

processing.

 

8. Changes to this Privacy Notice

We may amend this Privacy Notice at any time without prior notice. The current version

published on our website shall apply.

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